FINRA Awards for Kenneth J. Horowitz

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Displaying 41-44 out of 44 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-02956	08/08/2008	Claimant(s): Isidore Fields and Dolores Fields Claimant Lawyers(s): Isidore Fields Respondent(s): Chase Investment Services Corp., Loren Bailey, Nicholas Manchisi Respondent Lawyers(s): Sheila E. Carson Arbitrator(s): Walter A. Kapuscinski, Kenneth J. Horowitz, S. Charles Tabak Hearing Site: Newark, NJ		$0
07-01578	06/23/2008	Claimant(s): Mario Picinich, Rosemarie Picinich Claimant Lawyers(s): Bruce E. Baldinger Respondent(s): Jeffrey Alecci, Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Susan MacFarlane Arbitrator(s): Nathan J. Minucci, Kenneth J. Horowitz, Norman Kass Hearing Site: Newark, NJ		$0
07-02933	06/16/2008	Claimant(s): Stuart Shainheit Claimant Lawyers(s): Paul A. Douglas Respondent(s): Herbert Mahler, Brean Murray, Carret & Co, Mahler & Emerson Inc. Respondent Lawyers(s): Marc S. Gottlieb Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ		$0
07-01661	02/15/2008	Claimant(s): Ethel Cress Claimant Lawyers(s): Jon-Henry Barr Respondent(s): Alan Fox, Citigroup Global Markets., Louis Metzger Respondent Lawyers(s): Douglas B. Appel, Hugo A. Hilgendorff Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ		$0