08-03243 | 11/23/2009 | Claimant(s): Christopher Winton Claimant Lawyers(s): Todd R. Hixon Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Henry Hermann, Donald C. Hood, Helmut O. Wolff Hearing Site: Dallas, TX
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08-01267 | 02/09/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Antonio Fontana Respondent Lawyers(s): William F. Clark Arbitrator(s): Kathryn L. Krebs, Carol Jeanne Medof, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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07-03628 | 11/10/2008 | Claimant(s): David Lobato Claimant Lawyers(s): David Lobato Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Alun Hywel Jones Hearing Site: New York, NY
| | $0 |
08-00148 | 10/10/2008 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Douglas Studer Respondent Lawyers(s): T. Gregory Slother Arbitrator(s): Lon M. Hatton, Jonathan H. Stein, Robert Kevin O'Mara Hearing Site: Tampa, FL
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07-00951 | 05/29/2008 | Claimant(s): Douglas Habryl Claimant Lawyers(s): Jeffrey R. Singer Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): James G. Cooper, Martha Failing, James P. Hoefling Hearing Site: Houston, TX
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07-00818 | 08/22/2007 | Claimant(s): David Sepanik, Mary Sepanik Claimant Lawyers(s): David Edward Sepanik, Mary Ann Sepanik Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Stewart C.W. Weiner Hearing Site: Detroit, MI
| | $325 |