| 08-02515 | 04/28/2009 | Claimant(s): Pearl Marsh
Claimant Lawyers(s): Frederick K. Sharpless
Respondent(s): Wachovia Securities, Ronald Clinard
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Susan L. Luck, Mary B. Campbell, Denise L. Presley
Hearing Site: Charlotte, NC
|  | $0 |
| 05-03288 | 04/23/2009 | Claimant(s): TIG Limited
Claimant Lawyers(s): Marcus L. Stevenson
Respondent(s): Charles O'Connell, Wachovia Securities, Lance Roberts, Arista Enterprises.
Respondent Lawyers(s): Christopher A. Fusselman, Judy Louie
Arbitrator(s): Morris Rubin, Don K. Leufven, William A. Allen
Hearing Site: Houston, TX
| | $0 |
| 08-01584 | 03/19/2009 | Claimant(s): Donna Main
Claimant Lawyers(s): Donna Main
Respondent(s): Wachovia Securities, Gerald Morris
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Dennis A. Torres
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01349 | 07/25/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Judy Louie
Respondent(s): Paul Hitchcock
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Alexander L. Mazour, Paul A. D. Evans, Terri Coster Boesch
Hearing Site: San Francisco, CA
| | |
| 06-00085 | 05/05/2008 | Claimant(s): Roger Hanson
Claimant Lawyers(s): Jordan K. Atzoff
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John W. Parker, Martin Perlberger, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $775,012 |
