| 10-05395 | 11/09/2012 | Claimant(s): Daniel Fanelli
Claimant Lawyers(s): Brandon S. Peters
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Alan E. Linden, Charles W. Lavender, Wallace Morton Rudolph
Hearing Site: Orlando, FL
|  | $36,250 |
| 11-02745 | 05/17/2012 | Claimant(s): Alice Potter
Claimant Lawyers(s): David Liebrader
Respondent(s): Lawrence Rasche
Respondent Lawyers(s): Jason D. Winter
Arbitrator(s): Thomas F. Shine, David C. Matthews, Alan E. Linden
Hearing Site: Orlando, FL
| | $0 |
| 11-00697 | 02/24/2012 | Claimant(s): Jonathan DeJulio
Claimant Lawyers(s): Jonathan D. DeJulio
Respondent(s): Evan Shear, Walter Crossley
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): William H. Steinbrenner, Alun Hywel Jones, Alan E. Linden
Hearing Site: Orlando, FL
| | |
| 08-01298 | 10/02/2009 | Claimant(s): Helen DeCarlo
Claimant Lawyers(s): Mark S. Guralnick
Respondent(s): Ameriprise Financial Services., Mark Marshall, Tom Romanac
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Christopher M. Shulman, Paul A. Holmes, Alan E. Linden
Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
