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FINRA Awards for Clinton W. Marrs

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0140310/12/2009Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan Guerette
Respondent(s): Lee Munson, Portfolio LLC
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): George N. Roy, Brian L Evans, Merton E. Marks
Hearing Site: Albuquerque, NM
08-0211604/23/2009Claimant(s): Edward Schiavi
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Patrick J. Halter, Kenneth R. Johnston, Richard D. Fincher
Hearing Site: Albuquerque, NM

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