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FINRA Awards for Alice Holly Oshins

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0257203/09/2016Claimant(s): Camilo Betancourt, Luz Betancourt
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Annamaria Boccia Smith, Ellyn S. Roth, Alice Holly Oshins
Hearing Site: New York, NY
Checkmark IconExpungement
14-0067902/23/2015Claimant(s): Myrna Borus and David Borus
Claimant Lawyers(s): David Borus
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): James M. Rhodes, Alice Holly Oshins, Louis P. Wagman
Hearing Site: New York, NY
Checkmark Icon$0
08-0426312/21/2009Claimant(s): Richard Berman and Dorothy Berman
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bear, Stearns & Co..
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald F. Rosner, Howard Weitz, Alice Holly Oshins
Hearing Site: New York, NY
Checkmark Icon$0

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