Potomac Analytics' Logo

FINRA Awards for David J. Langseth

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0301909/08/2014Claimant(s): Chris Rones
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): David J. Langseth, Mitchell Lee Marinello, Thomas P. Valenti
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0225102/14/2014Claimant(s): Heinz Kloppenberg
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): SII Investments.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): David J. Langseth, Josette Belvedere, Stephen M. Slavin
Hearing Site: Chicago, IL
Checkmark IconExpungement
07-0076807/17/2008Claimant(s): Betty Gunn
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Jonathan Zulauf, Edward Jones
Respondent Lawyers(s): Peter B. Schaeffer, Richard P. Darke
Arbitrator(s): William H. Tobin, David J. Langseth, Stephen W. Mack
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

3 Results

Display: