| 17-01340 | 09/26/2018 | Claimant(s): David Beam, The Estate of Doris P. Beam, David M. Beam Irrevocable Trust
Claimant Lawyers(s): Sam McGee
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Christopher D. Tomlinson
Arbitrator(s): Emily Eiselman Hunter, Susan L. Luck, Ronald Tuttle Osborn
Hearing Site: Charlotte, NC
|  | Dismissed by Rule 12206 |
| 15-00443 | 07/11/2016 | Claimant(s): Barbara Bond, Roger Bond, Barbara J. Bond IRA, Roger K. Bond IRA, Barbara J. Bond Trust dtd 10/23/2006, Roger K. Bond Trust dtd 10/23/2006
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Frederick Baerenz
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Mary E. Woytek, Emily Eiselman Hunter, Walter Peterson
Hearing Site: Washington, DC
| | $331,000 |
| 14-00741 | 09/29/2014 | Claimant(s): Darien Buinicki
Claimant Lawyers(s): Darien P. Buinicki
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Emily Eiselman Hunter
Hearing Site: Baltimore, MD
| | $300 |
| 13-00475 | 11/01/2013 | Claimant(s): Juan Ona
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Emily Eiselman Hunter, Judith B. Ittig, Gerald B. Marcovsky
Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
| 09-00144 | 09/21/2010 | Claimant(s): CoStar Group.
Claimant Lawyers(s): Brian J. Fischer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Emily Eiselman Hunter, T.S.L. Perlman, Walter Peterson
Hearing Site: Washington, DC
| | $0 |
