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FINRA Awards for The Estate of Doris P. Beam

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0134009/26/2018Claimant(s): David Beam, The Estate of Doris P. Beam, David M. Beam Irrevocable Trust
Claimant Lawyers(s): Sam McGee
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Christopher D. Tomlinson
Arbitrator(s): Emily Eiselman Hunter, Susan L. Luck, Ronald Tuttle Osborn
Hearing Site: Charlotte, NC
Checkmark IconDismissed by Rule 12206

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