09-03980 | 07/12/2011 | Claimant(s): Alan Kovner, Alan Kovner Scholars Choice FBO J Kovner, Alan M. Kovner ACF Joshua A. Kovner U/NY, Alan Kover CGM IRA Custodian, Joshua A. Kovner TTEE FBO Alan Kovner Claimant Lawyers(s): Vincent W. Ansanelli Respondent(s): Citigroup Global Markets., Smith Barney. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Barry Feiden, Jerome H. Levy, Keely D. Parr Hearing Site: New York, NY
| | Expungement |
09-04396 | 10/25/2010 | Claimant(s): David Steiner Claimant Lawyers(s): Matthew W. Woodruff Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew F. Dexter Arbitrator(s): Barry Feiden, Mindi R. Parrott, James Anthony Maccaro Hearing Site: New York, NY
| | $300 |
08-04392 | 12/29/2009 | Claimant(s): Peter J. DaPuzzo and Jane DaPuzzo Claimant Lawyers(s): Steven B. Feigenbaum Respondent(s): Robert Myers Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Donald J. Rasweiler, Barry Feiden, George W. Fehling Hearing Site: New York, NY
| | $0 |
07-00447 | 02/13/2009 | Claimant(s): Martin Murphy Claimant Lawyers(s): George W. Klein Respondent(s): Bishop, Rosen & Co.. Respondent Lawyers(s): Martin Siegel Arbitrator(s): Barry Feiden, Arthur D. Sporn, Philip Florio Hearing Site: New York, NY
| | $8,000 |
06-00371 | 02/06/2008 | Claimant(s): Rose Portolano Claimant Lawyers(s): James A. Prestiano Respondent(s): Anton Gerdes, Carl De Lucia, Harold Garrecht, Steven Gatto, East Shore Partners. Respondent Lawyers(s): Michael P. Gilmore, Steven S. Gatto Arbitrator(s): Larry A. Kimmel, Barry Feiden, Ronald J Betso Hearing Site: New York, NY
| | Stipulated Award and Expungement |