| 14-00730 | 09/01/2017 | Claimant(s): Enrique Freiria
Claimant Lawyers(s): Normarie Rodriguez Perez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Robert J. Buchner, Susan G. Pinkston, Joseph Michael Librie
Hearing Site: San Juan, PR
|  | Expungement |
| 14-03234 | 06/17/2016 | Claimant(s): Ivette Gonzalez, Reinaldo Gonzalez
Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames
Respondent(s): Santander Securities
Respondent Lawyers(s): Jason R. Aguilo Suro
Arbitrator(s): Lynne M. Gomez, Susan G. Pinkston, Brandon Scott Peters
Hearing Site: San Juan, PR
| | Expungement |
| 12-02257 | 07/24/2015 | Claimant(s): Barbara Carter Summers, Jeff Summers, M.D., Lon Lutz, Michael Winkelmann, Rahul Vohra, M.D. & Sherry Vohra, Joint
Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister III, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Mark A. Myers, John Paul Lusk, Susan G. Pinkston
Hearing Site: Jackson, MS
| | $2,382,850 |
