FINRA Awards for GWFS Equities.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01118	07/08/2021	Claimant(s): Jose Delgado Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): GWFS Equities. Respondent Lawyers(s): Ryan Baker Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL		$0
20-01541	02/24/2021	Claimant(s): Francis Hayden Claimant Lawyers(s): Gregory L. Smith Respondent(s): GWFS Equities. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY		$300