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FINRA Awards for Natcity Investments.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0234102/27/2020Claimant(s): Michael Gross
Claimant Lawyers(s): Michael Houston Gross
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Bart Samuel Cohodas, Thomas W. Allen, Peter Susser
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0478906/09/2009Claimant(s): Harriet Pearlman and Alan Pearlman JT Te
Claimant Lawyers(s): Alan Pearlman
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark Icon$6,797
07-0060109/26/2008Claimant(s): Patrick Fitzpatrick
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Cathy Dickens, Natcity Investments.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Burton L. Ansell, Charlotte K. Varzi
Hearing Site: Detroit, MI
Checkmark Icon$0

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