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FINRA Awards for Jay Hu

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0151508/08/2019Claimant(s): Jay Hu
Claimant Lawyers(s): Jay Z Hu
Respondent(s): Regal Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Erik R. Siering, Andrew M. Mintzer, David L. Moran
Hearing Site: Las Vegas, NV
Checkmark Icon$0
18-0146904/29/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Jay Hu
Respondent Lawyers(s): Jay Z Hu
Arbitrator(s): Robert B. Hansohn, Donald Dreyfus, Sheila Grinell
Hearing Site: Las Vegas, NV
Checkmark Icon$374,735

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