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FINRA Awards for David Casterline

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0188906/06/2008Claimant(s): Margaret Toruno
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Alliance Advisory & Securities., Associated Securities Corp
Respondent Lawyers(s): Chad Weaver, H Thomas Fehn
Arbitrator(s): Barbara M. Zak, Elliott David Finkel, David L. Casterline
Hearing Site: Los Angeles, CA
Checkmark Icon$0
06-0011808/30/2007Claimant(s): William Marshall, Hartunian Family Trust UTD 3/8/95
Claimant Lawyers(s): David Casterline, Scott R. Shewan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, Allan D. Stampa, Christine Lonzello
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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