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FINRA Awards for Arete Wealth Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0133702/29/2024Claimant(s): The Knox Family Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Robert J. Scafuri, Mary O'Connell Smith, Portia Musselwhite
Hearing Site: St. Louis, MO
Checkmark Icon$75,000
19-0114301/28/2021Claimant(s): Howard Barron, Howard Barron Revocable Living Trust, Restated Howard B. Young Revocable Trust
Claimant Lawyers(s): Brian Levin
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Linda Ieleja Gerstman
Arbitrator(s): Raymond J. Sterling, Patrick R. Sughroue, Frank Todd Aiello
Hearing Site: Detroit, MI
Checkmark Icon$515,072

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