Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00282 | 05/16/2017 | Claimant(s): Howard Shapiro, Marcia Shapiro Claimant Lawyers(s): David Edgar Bamberger Respondent(s): Wachovia Securities Financial Network Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Stephen M. Gross, Mary Lou McGanney, William James Cortellessa Hearing Site: New York, NY |  | Expungement |
| 15-03378 | 12/23/2016 | Claimant(s): UY Trading LTD, Titan Global Return Fund LP Claimant Lawyers(s): David Jaroslawicz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Professional Clearing, TJM Investments Respondent Lawyers(s): Mark Knoll, Richard T. Reibman Arbitrator(s): Sandra Gale Behrle, Wallace Anthony Showman, William James Cortellessa Hearing Site: New York, NY | | $0 |