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FINRA Awards for David Cooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0180108/26/2021Claimant(s): Carl Williams, Debra Williams
Claimant Lawyers(s): Debra R. Williams
Respondent(s): David Cooper, Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
Checkmark Icon$0
10-0145405/22/2012Claimant(s): Sharon Palas
Claimant Lawyers(s): Chad A. Snyder
Respondent(s): Bruce Lick, Wells Fargo Advisors, David Cooper
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Kathryn J. Hoy, Kathy A. Tatone, Frank Abramson
Hearing Site: Minneapolis, MN
Checkmark Icon$0
07-0223806/06/2008Claimant(s): Rachel Becker
Claimant Lawyers(s): Karen J. Van Ingen
Respondent(s): Carl Wiseman, David Cooper, GKN Securities Corp., Early Bird Capital., Firebrand Financial Group.
Respondent Lawyers(s): Joseph F. Keenan, Meredith Cavallaro
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
Checkmark Icon$19,590

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