Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06722 | 08/02/2011 | Claimant(s): Lon Isaacson, Michael Trerotola, Stephen Trerotola, Lon B. Isaacson Associates Claimant Lawyers(s): Lon B. Isaacson Respondent(s): UBS Securities LLC, James Shelburne, Joseph Sulentor, UBS Financial Services Inc., Michael Ladge, Richard Frankel, Shawn Patt, UBS AG Respondent Lawyers(s): Jeffrey W. Kramer, Kendra Canape Arbitrator(s): Michael D. Harrison, Robert Elman, W. Alex King Hearing Site: Los Angeles, CA |  | Expungement |
| 08-00273 | 11/25/2009 | Claimant(s): Edmund Gann, Edmund A. Gann Trustee Claimant Lawyers(s): Bradd L. Milove Respondent(s): Andrew Geller, James Shelburne, UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb, Payne L. Templeton Arbitrator(s): Judith A. Gust, Robert L. Levin, Joseph T. Donnantuoni Hearing Site: San Diego, CA | | $60,000 |