Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02538 | 06/07/2024 | Claimant(s): Barnes Keller, Dale Hopkins, David Handy, Doug Ross, Kevin Major, Lawrence Clarke, Robert Burkett, Robert Grasso, Ted Brown Claimant Lawyers(s): Brandon Dei Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Steven C. Kempisty, Esq. Hearing Site: Albany, NY |  | Dismissed by Rule 12504 |
| 17-02152 | 10/17/2018 | Claimant(s): Antonia Barone Claimant Lawyers(s): Joanne A Schultz Respondent(s): James Haskins, Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Michael A. Orticelle, Steven C. Kempisty, L. Paul Kehoe Hearing Site: Buffalo, NY | | $0 |