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FINRA Awards for Carol Li

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0006402/26/2013Claimant(s): Catherine St. Clair
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Carol Li
Arbitrator(s): Fredrick T.W. Reed, Mollie Wagner Neal, Harry G. Mason
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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