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FINRA Awards for Peter Gschweng

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0163212/20/2013Claimant(s): Ko Pu
Claimant Lawyers(s): Ko Fei Pu
Respondent(s): Firstrade Securities
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
Checkmark Icon$175
12-0096008/24/2012Claimant(s): Ludger Brockmeier
Claimant Lawyers(s): Ludger Brockmeier
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
Checkmark Icon$22,156
07-0342504/30/2008Claimant(s): Shoji Takahashi
Claimant Lawyers(s): Shoji Takahashi
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Harry Miller
Hearing Site: Los Angeles, CA
Checkmark Icon$213
07-0229701/30/2008Claimant(s): Hong Ng
Claimant Lawyers(s): John Chou
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$0
07-0218801/18/2008Claimant(s): Minxin Bao
Claimant Lawyers(s): Minxin Bao
Respondent(s): Firstrade Securities.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
Checkmark Icon$25,392

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