| 09-02018 | 09/13/2010 | Claimant(s): Donna Appleby
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Bruce Pomerantz, Wachovia Securities
Respondent Lawyers(s): Matthew E. Wolper, Robert A. W. Boraks
Arbitrator(s): Susan M. Dunning, Stuart Harvey Ziegler, Walter A. Bajak
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 08-04636 | 12/03/2009 | Claimant(s): STG Realty Corp.
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Susan M. Dunning
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01049 | 10/30/2008 | Claimant(s): Helen Alpert
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Byron Meads, Doria Sabia-Florence, John Wyllys, Max Manack, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Doria Sabia-Florence, Neil S. Baritz
Arbitrator(s): Susan M. Dunning, William E. Schneider, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | $370,290 |
