| 20-02109 | 03/28/2022 | Claimant(s): Derish M. Wolff 2012 Irrevocable Trust
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Brian L. Muldrew
Arbitrator(s): Carol Maria Luttati, Barry Stephen Spector, Sharon Price-Cates
Hearing Site: New York, NY
|  | $0 |
| 16-01076 | 08/08/2017 | Claimant(s): Thomas Fuchs and Kathleen Fuchs
Claimant Lawyers(s): David Jaroslawicz
Respondent(s): J.P. Morgan Securities, Philip Dub
Respondent Lawyers(s): Eugene Small
Arbitrator(s): Marguerite B. Filson, Thomas J. Stock, Carol Maria Luttati
Hearing Site: New York, NY
| | $100,000 |
| 10-05687 | 10/19/2012 | Claimant(s): Elizabeth McCarthy, Robert McCarthy, The Emily J. McCarthy Education Trust UA, The John P. McCarthy Education Trust
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Sanford C. Bernstein & Co., Alliance Capital Management L.P., AllianceBernstein L.P.
Respondent Lawyers(s): Sean Murphy
Arbitrator(s): Lowell D. Johnston, Carol Maria Luttati
Hearing Site: New York, NY
| | $30,000 |
