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FINRA Awards for Kurt L. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0578409/26/2014Claimant(s): West Texas National Bank
Claimant Lawyers(s): John J. Schirger
Respondent(s): Shay Financial Services.
Respondent Lawyers(s): Mark R. McDonald
Arbitrator(s): Kurt L. Smith, Andrea U. Calve, James W. Kerr
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0288204/08/2011Claimant(s): Angela Schwausch
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): UBS Financial Services Inc., Kenneth Logsdon, Michael Trahan
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Kurt L. Smith, Frances Johnson Wright, James Douglas Haigh
Hearing Site: Dallas, TX
Checkmark Icon$25,000
08-0361411/19/2009Claimant(s): James Jones
Claimant Lawyers(s): James M. Jones
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maxel (Bud) B. Silverberg, Kurt L. Smith, Russell H Hairston
Hearing Site: Dallas, TX
Checkmark Icon$0

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