Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01619 | 06/24/2014 | Claimant(s): Charles Liotta Trust dtd 3/8/94 Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): John Kincaid, Cetera Advisors LLC Respondent Lawyers(s): Stanley C. Morris Arbitrator(s): Richard L. Rubin Hearing Site: San Francisco, CA |  | Expungement |
| 03-04728 | 09/07/2007 | Claimant(s): Amin Merchant, Apex Trading House Claimant Lawyers(s): Timothy A. Canning Respondent(s): Edward So, Charles Schwab & Co.., Prudential Equity Group Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Jarrott T. Miller, Richard L. Rubin, Mario Henry Barsotti Hearing Site: San Francisco, CA | | $0 |