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FINRA Awards for Fred T. Kallet

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0167412/30/2013Claimant(s): Colum O'Hare, Colum G. O'Hare Trust dd 9/01/1993
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Gary Glockzin, Mary Gibson, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Fred T. Kallet, Lester G. Stiel, Deanna Margaret Veitia
Hearing Site: San Diego, CA
Checkmark IconExpungement
11-0396610/04/2012Claimant(s): Tom York
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Fred T. Kallet, James D. Knotter, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark IconStipulated Award and Expungement
07-0076903/21/2011Claimant(s): Armande Desjarlais
Claimant Lawyers(s): Steven M. Green
Respondent(s): James Sheridan, R. Will, Randy Weaver
Respondent Lawyers(s): James A. Sheridan, R. Lance Will, Randy Weaver
Arbitrator(s): Fred T. Kallet, James J. Dobbin, Nils Stephen Sandberg
Hearing Site: San Diego, CA
Checkmark Icon$54,833

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