| 10-00270 | 06/09/2011 | Claimant(s): Southern Oklahoma Water Corporation
Claimant Lawyers(s): Joseph H. Bocock
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): Robert G. Scott
Hearing Site: Dallas, TX
|  | $14,893 |
| 09-00450 | 04/14/2011 | Claimant(s): William Doran
Claimant Lawyers(s): Mark H. How
Respondent(s): J. Miller, RBC Capital Markets LLC
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): Ann Blaess Kimball, G. Maynard Green, Robert E. Treadaway
Hearing Site: Dallas, TX
| | $0 |
| 09-01540 | 06/09/2010 | Claimant(s): Kelli Jo Korenek
Claimant Lawyers(s): Mark Schwartz
Respondent(s): James Korenek, Richard Alexander, Stephens Inc.
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): David G. Beerbower, William J. Kirkpatrick, Michael L. Landrum
Hearing Site: Houston, TX
| | $0 |
| 09-01093 | 11/23/2009 | Claimant(s): Donald Fangman, FRA Mauro, LTD.
Claimant Lawyers(s): Steven E. Achelpohl
Respondent(s): Victor Oelsen, RBC Capital Markets Corporation
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): Lawrence P. McLellan
Hearing Site: Omaha, NE
| | $0 |
| 07-02813 | 04/17/2009 | Claimant(s): Mary Colunga
Claimant Lawyers(s): William Hopkins
Respondent(s): Andrew Longoria, Capital Financial Services., GunnAllen Financial., LRS Investments
Respondent Lawyers(s): Janiece M. Longoria, Jay Marc Israel, Robert Tyler
Arbitrator(s): Morris Rubin, Sherry R. Wetsch, Larry J. Craddock
Hearing Site: Houston, TX
| | $47,500 |
