Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04513 | 03/06/2013 | Claimant(s): William Adams Claimant Lawyers(s): Philip M. Giordano Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky Arbitrator(s): Melanie S. Cherdack, Elena G. Rodriguez, Ronald Stephen Lieberman Hearing Site: Ft. Lauderdale, FL |  | Expungement |
| 08-00775 | 09/11/2009 | Claimant(s): Horace Grant Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): William J. Adams, Jonathan Schwartz, William Lee Krantz Hearing Site: Los Angeles, CA | | $1,460,000 |
| 07-01521 | 03/09/2009 | Claimant(s): Robert Shepherd Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Marshall Field, Emmett A Larkin Company., Southwest Securities. Respondent Lawyers(s): Brandon S. Reif, Jonathan D. Neerman, Marshall Field Arbitrator(s): William J. Adams, Arthur T. Berggren, Daniel R. Brush Hearing Site: Los Angeles, CA | | Expungement |