FINRA Awards for Nicholas Y. Lin

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03494	08/20/2019	Claimant(s): Suzanne Takowsky, Suzanne Takowsky Rev Trust DTD 5/20/14 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Barbara M. Zak, Pamela Jane Koslow, Erin Person Hearing Site: Los Angeles, CA		$300
18-01177	04/03/2019	Claimant(s): Pamela Palmer Claimant Lawyers(s): Steven Winick Respondent(s): Morgan Stanley, Morgan Stanley & Co., Mary Suhr Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Isidoro Berkman, William Michael Samsel, Steven Akiba Swernofsky Hearing Site: San Francisco, CA		$127,000
15-03238	12/13/2018	Claimant(s): David Caidar, David Caidar Trust Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott D. Finkel, Constance Ellen Boukidis, Thomas R. Watkins Hearing Site: Los Angeles, CA		$32,710
17-01935	09/27/2018	Claimant(s): Bob Rogers, Bobby and Michelle Rogers Family Trust Claimant Lawyers(s): Juan C. Castaneda Respondent(s): Morgan Stanley, Robert Nelson Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Sally G. Williams, Thomas L. Marshall, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA		$0
17-02406	08/07/2018	Claimant(s): Alan Verkman Claimant Lawyers(s): Alan S. Verkman Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA		$3,485
16-02661	04/02/2018	Claimant(s): Elaine Peconi, The Elaine Peconi Trust Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Mary M. O'Neil, Natalie Panossian-Bassler, Stephen Mack Hearing Site: Los Angeles, CA		Expungement