FINRA Awards for Margaret Ann Barrington

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00578	12/13/2017	Claimant(s): Kelley Keys Best Claimant Lawyers(s): Kelley Keys Best Respondent(s): John Herpers, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Megan Roberts Arbitrator(s): Gregory G. Gocek, Thomas L. Dueber, Margaret Ann Barrington Hearing Site: Denver, CO		$0
13-03408	02/26/2015	Claimant(s): Lawrence Hake Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Charles G. Michaels, Suanne M. Parro, Margaret Ann Barrington Hearing Site: Denver, CO		$0