FINRA Awards for Primevest Financial Services.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00899	09/21/2011	Claimant(s): Lorrie Rink, Michael Rink Claimant Lawyers(s): Mark E Maddox Respondent(s): Lisa Stover, Primevest Financial Services. Respondent Lawyers(s): David Williams Russell Arbitrator(s): Tim V. Young, John L. Krauss, James A. Morrow Hearing Site: Indianapolis, IN		Stipulated Award and Expungement
08-01318	03/05/2010	Claimant(s): Thelma Gainer Claimant Lawyers(s): Thelma Gainer Respondent(s): NYLife Securities LLC, Robert Koeller, Primevest Financial Services. Respondent Lawyers(s): Harvey R. Herman, Kenneth L. Schmetterer Arbitrator(s): Daniel Baruch Lidawer, Lawrence Tepper, Marilee Roberg Hearing Site: Chicago, IL		$0