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FINRA Awards for Paul Peter Nicolai

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0160806/04/2013Claimant(s): Harwich East Plaza LLC
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Victor Cassone, Pacific West Securities.
Respondent Lawyers(s): Chance A.E. Hodges, G. Randall Avery
Arbitrator(s): Sandor I. Rabkin, Carol Di Natale, Paul Peter Nicolai
Hearing Site: Boston, MA
Checkmark Icon$5,088,400
09-0626305/26/2011Claimant(s): Earle Ray
Claimant Lawyers(s): Joshua N. Cook
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Marissa Parker, Michael Kalmus
Arbitrator(s): Gerard S. Marsan, Maxwell J. Mahoney, Paul Peter Nicolai
Hearing Site: Boston, MA
Checkmark IconExpungement

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