| 08-03503 | 12/09/2009 | Claimant(s): Dwight Dunton, BPMS Wheaton Square, Mountain Energy Inc.
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Donald H. Newlin, Beverly F. Druitt, Christopher M. McMurray
Hearing Site: Richmond, VA
|  | $0 |
| 09-02764 | 12/03/2009 | Claimant(s): Martha Bourie
Claimant Lawyers(s): Martha Tice Bourie
Respondent(s): Lisa Kern, Davenport & Company LLC
Respondent Lawyers(s): Brian A. McCormack
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
| | $425 |
| 08-04765 | 08/20/2009 | Claimant(s): Norman Stoll
Claimant Lawyers(s): Jon H. Patterson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
| | $425 |
| 08-00489 | 05/22/2009 | Claimant(s): John Francesconi
Claimant Lawyers(s): Nicholas J. Bell
Respondent(s): Dixon Handwerk, Michael Thaler
Respondent Lawyers(s): Andrew Biondi, Debra S. Stafford
Arbitrator(s): William F. Etherington, Christopher M. McMurray, Margaret Verdery Little
Hearing Site: Richmond, VA
| | Stipulated Award and Expungement |
| 08-01931 | 02/20/2009 | Claimant(s): Jawad N. Hammad and Deena J. Hammad, Jude J. Hammad
Claimant Lawyers(s): Jawad N. Hammad
Respondent(s): Banc of America Investment Services Inc., National Financial Services LLC
Respondent Lawyers(s): Michael G. Shannon, Russel D. Francisco
Arbitrator(s): Robert S. Plotkin, Christopher M. McMurray, Lisa Blunk Johnson
Hearing Site: Washington, DC
| | $0 |
| 08-01448 | 02/06/2009 | Claimant(s): Lily Azmoun
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Scott & Stringfellow, Ronald Salyer
Respondent Lawyers(s): Douglas M. Palais, Ronald Leslie Salyer
Arbitrator(s): Christopher M. McMurray, Wilson Thompson, Dolores Marie Coutts
Hearing Site: Washington, DC
| | $100,225 |
