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FINRA Awards for Stan West

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0144903/24/2009Claimant(s): The Haig G. Bogossian Trust
Claimant Lawyers(s): Haig G. Bogossian
Respondent(s): Morgan Stanley & Co., Mace Tamse
Respondent Lawyers(s): Daniel Derechin
Arbitrator(s): Stan West, Donald J. Spero, Allen J. Lefton
Hearing Site: Boca Raton, FL
Checkmark Icon$750
07-0225102/13/2009Claimant(s): Charles D. Stubbs & Jacqueline Stubbs, Stephen D. Stubbs & Robin L. Stubbs
Claimant Lawyers(s): Thomas J. Fraser
Respondent(s): John Means, Matthew Wilson
Respondent Lawyers(s): Dennis Dice, Matthew Wilson
Arbitrator(s): Stan West, Helen G. Bradley, Thomas Roe Oldt
Hearing Site: Orlando, FL
Checkmark Icon$857,200
07-0167902/05/2009Claimant(s): Daniel Day
Claimant Lawyers(s): K. Michael Swann
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Stan West, Suzanne E. Reynolds-Brady, Thomas K. Goldie
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement
07-0226301/23/2008Claimant(s): Lorraine Ecker and Warren Ecker
Claimant Lawyers(s): Lorraine Ecker
Respondent(s): Wachovia Securities
Respondent Lawyers(s): David J. Rice
Arbitrator(s): Stan West
Hearing Site: Boca Raton, FL
Checkmark Icon$163

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