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FINRA Awards for Kelly M. Lonergan

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0410007/08/2013Claimant(s): John Saint-Amour
Claimant Lawyers(s): David H. Gibbs
Respondent(s): Daniel Ball, Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Kelly M. Lonergan
Hearing Site: Boston, MA
Checkmark Icon$0
09-0489311/11/2010Claimant(s): Marc Curtis
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Thomas Bartholomew, Commonwealth Financial Network
Respondent Lawyers(s): Steven L. Manchel
Arbitrator(s): Colette Manoil, Kelly M. Lonergan, Dennis M. Cronin
Hearing Site: Boston, MA
Checkmark Icon$0
09-0504410/08/2010Claimant(s): Alan Biren, John Tucker
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Kelly M. Lonergan, Patrick W. McKeon, John J. Kenny
Hearing Site: Boston, MA
Checkmark Icon$1,085,600

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