Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03007 | 07/26/2012 | Claimant(s): Linda Baker, Thomas Baker Claimant Lawyers(s): C. Maison Heidelberg, Ginny Y. Kennedy Respondent(s): Wachovia Securities Financial Network, Wachovia Securities Respondent Lawyers(s): David A. Picon, Erin Durba Arbitrator(s): Robert D. Sussin, John E. Ohashi, Randall N. Kirk Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206 |
| 08-04006 | 08/26/2009 | Claimant(s): Peak Securities Corporation Claimant Lawyers(s): Chad Weaver Respondent(s): Gregg Mulholland, Bruin Industries. Respondent Lawyers(s): Irving M. Einhorn Arbitrator(s): Elliott David Finkel, Dennis A. Torres, Randall N. Kirk Hearing Site: Los Angeles, CA | | $0 |