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FINRA Awards for Patricia A. DeWitt

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0105603/07/2016Claimant(s): Alexander Morris
Claimant Lawyers(s): Alexander P. Morris
Respondent(s): Lek Securities Corporation
Respondent Lawyers(s): Andrew Shapiro
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
Checkmark Icon$2,440
15-0095201/27/2016Claimant(s): Michael Schlosser
Claimant Lawyers(s): Michael Schlosser
Respondent(s): Vincent Afflixio
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
Checkmark Icon$163
12-0316303/26/2013Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Brian T. Donadio
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
Checkmark Icon$0
09-0312008/01/2012Claimant(s): Municipal Workers Compensation Fund Inc.
Claimant Lawyers(s): Peter Mougey
Respondent(s): Morgan Keegan & Company., Morgan Asset Management.
Respondent Lawyers(s): George D. Sullivan, S. Lawrence Polk
Arbitrator(s): Eric Howard Kunis, William F. Julavits, Patricia A. DeWitt
Hearing Site: Birmingham, AL
Checkmark Icon$0

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