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FINRA Awards for David J. Shea

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0170003/28/2019Claimant(s): Scott Foster
Claimant Lawyers(s): Scott Foster
Respondent(s): Tina Gelmisi, Hantz Financial Services.
Respondent Lawyers(s): David J. Shea
Arbitrator(s): Mauricio Kohn, William Joseph Caprathe, John Wendell Allen
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0266111/05/2015Claimant(s): Harriet Morse IRA, Michael Morse IRA, Michael J. Morse Trust
Claimant Lawyers(s): David J. Shea
Respondent(s): MKD Wealth Coaches, Mackey, Komara & Dankovich LLC
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Lee Hornberger, Melissa B. VanDam, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$125,250
12-0408510/24/2014Claimant(s): Norma Goldman
Claimant Lawyers(s): David J. Shea
Respondent(s): Michael Singer, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Robert J. Scafuri, James L. Karpen, William Joseph Caprathe
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0168304/25/2012Claimant(s): Paige Cornwell
Claimant Lawyers(s): Antony V. Trogan
Respondent(s): Andrew Scriver, Hantz Financial Services.
Respondent Lawyers(s): David J. Shea
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0397211/14/2011Claimant(s): Aviva Apel
Claimant Lawyers(s): David J. Shea
Respondent(s): Brian Gold, Izhar Shefer, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Gary W. Pollack, Daniel P. Lund, Robert Charles Stamm
Hearing Site: Miami, FL
Checkmark Icon$0

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