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FINRA Awards for Spartan Marketing Limited

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0198404/22/2013Claimant(s): Spartan Marketing Limited
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Robert J. Kheel, Edward Buscemi, Annamaria Boccia Smith
Hearing Site: New York, NY
Checkmark IconExpungement

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