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FINRA Awards for Wells Fargo Clearing Services

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Displaying 101-103 out of 103 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0118105/02/2018Claimant(s): Michael Garrett
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
Checkmark IconExpungement
17-0162101/16/2018Claimant(s): Joy Rosen, Joy Rosen IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff Esq.
Arbitrator(s): Barry A. Fisher
Hearing Site: Las Vegas, NV
Checkmark Icon$70,600
17-0052910/27/2017Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services, David Bry
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark IconExpungement

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