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FINRA Awards for Marvin Schwartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0067310/10/2012Claimant(s): Lawrence S. Deitch SEP, Lawrence S. Deitch & Andrea W. Deitch Jo
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Jeremy Kramer, Marvin Schwartz, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, Veronica Ann Williams, Wayne I. Harris
Hearing Site: New York, NY
Checkmark Icon$0
07-0358412/01/2008Claimant(s): Kathleen Vigiano, Maria Vigiano
Claimant Lawyers(s): Marc D. Powers
Respondent(s): Robert Kennedy, Robert J. Kennedy & Associates, Walnut Street Securities.
Respondent Lawyers(s): B. John Pendleton
Arbitrator(s): Marvin Schwartz, Alida D. Camp, Sharon A. McCloskey
Hearing Site: New York, NY
Checkmark Icon$388,669

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