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FINRA Awards for Capital Investment Group.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0129807/11/2024Claimant(s): Paul Gerlach
Claimant Lawyers(s): Shawn P. George
Respondent(s): Charles Knott, Cort Meinelschmidt, Capital Investment Group., Sentinel Capital Solutions Inc
Respondent Lawyers(s): Jonathan A. Barnes, Victor E. Cretella III
Arbitrator(s): Geoffrey A. Drucker, James Pauli, Allan David Poteshman
Hearing Site: Washington, DC
Checkmark Icon$996,072
12-0278401/21/2014Claimant(s): William Phipps
Claimant Lawyers(s): C. Edward Hartman
Respondent(s): Joseph Giordano, Capital Investment Group.
Respondent Lawyers(s): J. Anthony Penry, Joseph A. Giordano
Arbitrator(s): Mary E. Woytek, Jason William Gaarder, Brian Charles Parker
Hearing Site: Baltimore, MD
Checkmark Icon$30,300
12-0033111/12/2013Claimant(s): Faye Johnson, Terry Johnson, NNN Las Colinas Highlands 3, NNN Las Colinas Highlands 4
Claimant Lawyers(s): David Liebrader
Respondent(s): George Hicks, Wanda Cooper, Capital Investment Group.
Respondent Lawyers(s): Gary M. Saretsky, Jonathan M. Sterling
Arbitrator(s): Wayne Parker, Lynne T. Albert, Robert O. Belo
Hearing Site: Raleigh, NC
Checkmark IconExpungement

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