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FINRA Awards for David Paul Clark

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0315303/21/2014Claimant(s): D. Seline
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael Wolf, Kelli J. Jareaux, David Paul Clark
Hearing Site: Washington, DC
Checkmark IconExpungement
13-0130003/19/2014Claimant(s): Marlene Hurley
Claimant Lawyers(s): Maggie O'Donnell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Steven R. Bralove, David Paul Clark, Robert Field
Hearing Site: Washington, DC
Checkmark Icon$0
11-0285601/31/2013Claimant(s): Phillip Korff
Claimant Lawyers(s): Eliot Goldstein
Respondent(s): The Investment Center.
Respondent Lawyers(s): Joel M. Wertman
Arbitrator(s): Mona Koppel Mitnick, Christopher M. McMurray, David Paul Clark
Hearing Site: Washington, DC
Checkmark Icon$0

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