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FINRA Awards for Richard M. Nummi

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0138401/06/2014Claimant(s): Mary Tipton
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Robert J. Walter, Raymond E. Cornelius, Jennifer Marie Eberly
Hearing Site: Orlando, FL
Checkmark Icon$120,300
12-0388810/08/2013Claimant(s): Nancy Peters
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
Checkmark Icon$0

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