FINRA Awards for Michael J. Abbott

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01084	02/15/2011	Claimant(s): IRA Susan C Trump, Roth IRA Susan C Trump, Hudson Bay Sea Food Age-Weighted Profit, Charles and Virginia Konjoyan Trust, SC Trump 2004 Trust Claimant Lawyers(s): Susan Trump Respondent(s): Jeffrey Mccoy, Mollyjo Miller Respondent Lawyers(s): Michael J. Abbott Arbitrator(s): Guenter S. Cohn, D. Brad Callen, Robert Alan Merring Hearing Site: San Diego, CA		Expungement
08-04373	06/04/2010	Claimant(s): Marina Braun Claimant Lawyers(s): Justine Fischer Respondent(s): Wachovia Securities, Julian Albert Respondent Lawyers(s): Demian J. Betz, Michael J. Abbott Arbitrator(s): Clyde Fahlman, William J. Chambers, G. E. Craig Doupe Hearing Site: Portland, OR		$0
08-01771	08/27/2009	Claimant(s): Cheryl Gans, Jody Gans, Louis Gans Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Wedbush Securities Inc., Wachovia Securities, Debbie Saleh, Joseph Rubenstein, UBS Financial Services Inc. Respondent Lawyers(s): Debbie Saleh, John W. Stenson, Michael J. Abbott, Payne L. Templeton Arbitrator(s): Alan Stamm, Robert J. Ruben, Karen J. Burneff Hearing Site: Los Angeles, CA		Expungement