12-00061 | 06/29/2012 | Claimant(s): Jane C L Goichman Rollover IRA, Henry and Jane Goichman Trust Claimant Lawyers(s): Jane C. L. Goichman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Diana H. Sur Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | $22,524 |
10-00502 | 12/13/2011 | Claimant(s): Carmela Di Gregorio Claimant Lawyers(s): Thomas R. Catanese Respondent(s): Oppenheimer & Co.., Ronald Kunze Respondent Lawyers(s): Diana H. Sur, Robert J. Girard Arbitrator(s): John E. Ohashi, Elizabeth A. Copley, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
| | Expungement |
10-04145 | 10/17/2011 | Claimant(s): James Fraser, Nancy Fraser Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Dean Smith, Oppenheimer & Co.. Respondent Lawyers(s): Diana H. Sur Arbitrator(s): Stephen D Kursman, William M. Azkoul, Anthony Allen Mogle Hearing Site: Detroit, MI
| | $52,500 |
10-01631 | 12/20/2010 | Claimant(s): Susan Manners Claimant Lawyers(s): Susan M. Manners Respondent(s): Oppenheimer & Co.., Stephen Wilshinsky Respondent Lawyers(s): Diana H. Sur, Stephen J. Wilshinsky Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA
| | $0 |
09-04587 | 06/29/2010 | Claimant(s): James P. Pache Trust Claimant Lawyers(s): Craig W. Horn Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Diana H. Sur Arbitrator(s): A. Robert Stevenson Hearing Site: Detroit, MI
| | $8,000 |