FINRA Awards for Portfolio Advisors Alliance.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02421	09/25/2015	Claimant(s): Eugen Mersch Claimant Lawyers(s): Louis J. Maione Respondent(s): Howard Allen, Allen Partners, Portfolio Advisors Alliance. Respondent Lawyers(s): Jordan M. Kam Arbitrator(s): Christina Kallas, Jeffery A. Hamer, Isabeth Ann Gluck Hearing Site: New York, NY		$0
10-03003	06/29/2012	Claimant(s): Carol Marini Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): James Parker, Marcelle Long, Portfolio Advisors Alliance. Respondent Lawyers(s): James Ronald Parker, Kerri Wasserman, Marcelle Long Arbitrator(s): Richard B. Bullock, Kenneth W. Gosliner, John C McGourty Hearing Site: San Francisco, CA		$254,700