| 22-00307 | 08/31/2023 | Claimant(s): Roxanne Gottlieb
Claimant Lawyers(s): Anthony F. Fata
Respondent(s): Matrix Capital Advisors
Respondent Lawyers(s): John M. O'Bryan
Arbitrator(s): Thomas Michael Genovese, Dianne Marie Onichimowski, Richard Michael Stanton
Hearing Site: Chicago, IL
|  | $0 |
| 21-00340 | 10/26/2021 | Claimant(s): Michael Richardson
Claimant Lawyers(s): Michael A. Richardson
Respondent(s): GTS Securities LLC
Respondent Lawyers(s): Daniel Labovitz
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
| | $0 |
| 19-02344 | 10/20/2021 | Claimant(s): Mark Berens
Claimant Lawyers(s): Brian E. Martin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Esther Cho
Arbitrator(s): Theresa A Gillerlain, Thomas Michael Genovese, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | $0 |
| 20-04151 | 10/06/2021 | Claimant(s): Paul Gorsuch
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Kathleen M. Klein
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
| | $65,000 |
| 10-04653 | 09/02/2011 | Claimant(s): Christian Malm, Erick Malm, Heidi Malm, Niel Malm, Signe Belden
Claimant Lawyers(s): Daniel S. Hefter
Respondent(s): Charles Schwab & Co.., Reita Malm
Respondent Lawyers(s): John D. Clark, Sean B. Meehan
Arbitrator(s): Michael S. Jordan, Wendell White Clancy, Thomas Michael Genovese
Hearing Site: Chicago, IL
| | $236,600 |
