Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01183 | 01/02/2018 | Claimant(s): Nigel Timms Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Morgan Stanley Respondent Lawyers(s): Christine A. Kendrick Arbitrator(s): William Ziering, Herbert Liberman, Terry M Lloyd Hearing Site: Honolulu, HI |  | Expungement |
| 10-05726 | 12/31/2012 | Claimant(s): Clara Hickle Claimant Lawyers(s): Tanya S. Sacks Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin Fitzgerald Arbitrator(s): Herb Schwartz, Terry M Lloyd, Joseph Berzok Hearing Site: San Francisco, CA | | $0 |
| 08-04701 | 09/23/2009 | Claimant(s): Paul Edwards Claimant Lawyers(s): Tanya Sacks Respondent(s): Charles Schwab & Co.., Randall Merk, Rupesh Shah Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Ralph A. Cotton, Terry M Lloyd, Bradley C. Mitchell Hearing Site: San Francisco, CA | | $25,000 |